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Privacy Policy

Korving & Company LLC

Privacy Notice

 

Korving & Company LLC (“Korving & Co.” or the “Firm”) maintains physical, electronic and procedural safeguards that comply with federal standards to protect its clients’ non-public personal information (“information”).  Through this policy and its underlying procedures, Korving & Co. strives to secure the confidentiality or integrity of customer records and information.

It is the policy of Korving & Co. to restrict access to current and former clients’ information (such as information and records pertaining to personal background, investment objectives, financial situation, tax information/returns, investment holdings, account numbers, or account balances) to those employees and entities who need to know that information in order to provide services to the client.

Korving & Co. may disclose client information if the Firm is: (1) previously authorized to disclose the information to individuals and/or entities not affiliated with the Firm, including but not limited to the client’s other professional advisers and/or service providers1; (2) required to do so by judicial or regulatory process; or (3) otherwise permitted to do so in accordance with the parameters of applicable federal and/or state privacy regulations.  

The disclosure of information contained in any document completed by the client for processing and/or transmittal by Korving & Co. in order to facilitate the commencement, continuation or termination of a business relationship between the client and a non-affiliated third party service provider2, and any information contained in any document completed and/or executed by the client for the Firm3, shall be deemed as having been automatically authorized by the client with respect to the corresponding non-affiliated third party service provider.

Korving & Co. permits only authorized employees who have signed a copy of the Firm’s Privacy Policy to have access to client information.  Employees violating Korving & Co.’s Privacy Policy will be subject to the Firm’s internal disciplinary process. Additionally, whenever Korving & Co. retains other organizations to provide service to clients, the Firm will require such organizations to sign confidentiality agreements and/or the Privacy Policy.

Should you have any questions regarding the Korving & Co. Privacy Policy, please contact Arie J. Korving, Chairman & Chief Compliance Officer, at (757) 638-5490.

 

 

 

 


1 - Professional advisers and/or service providers shall include, but shall not be limited to, an attorney, accountant, insurance agent, broker-dealer, investment adviser, or custodian.
2 - Non-affiliated third party service providers shall include, but shall not be limited to, a broker-dealer, investment adviser, custodian or insurance company.
3 - Firm documents shall include, but not be limited to, discretionary and non-discretionary advisory agreements, financial planning and consulting agreements, or client profile forms.

Korving & Company works as your personal financial and investment advisors, offering you a wide range of services in financial planning, wealth management and retirement planning.  We serve clients in the seven cities of Hampton Roads, VA - Suffolk, Chesapeake, Portsmouth, Norfolk, Virginia Beach, Hampton, and Newport News - and across the country and around the world.

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